Compliance, Technology & Operations:
Paul J. Carter
Susan M. DeSanto
Elaine N. Eckert
Fabian Gomez
Marisol MacClure
Christopher L. Oswald
Margaret Panopoulos
SMA Administration Group


Paul J. Carter

Vice President and Chief Compliance Officer

With more than seventeen years of investment industry experience, Mr. Carter is responsible for administering the firm’s compliance policies and procedures and performing compliance monitoring of legal and regulatory requirements. Prior to joining McDonnell, Mr. Carter was Compliance Officer at Duff & Phelps Investment Management and PXP Institutional Markets Group.

Previously he also served as Compliance Manager at Scudder Kemper Investments and at PPM America, Inc., as well as with the U.S. Securities and Exchange Commission in Chicago and Washington D.C. Mr. Carter earned his B.S. in Accounting from Bradley University.

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