Administration

Legal, Compliance & Finance
Mari-Heather Birmingham
Paul J. Carter
Philip W. Cecil
Elaine N. Eckert
Christopher L. Oswald


Paul J. Carter
Vice President and Chief Compliance Officer

With twenty years of investment industry experience, Mr. Carter is responsible for administering the firm’s compliance policies and procedures and performing compliance monitoring of legal and regulatory requirements. Prior to joining McDonnell, Mr. Carter was Compliance Officer at Duff & Phelps Investment Management and PXP Institutional Markets Group.

Previously he also served as Compliance Manager at Scudder Kemper Investments and at PPM America, Inc., as well as with the U.S. Securities and Exchange Commission in Chicago and Washington D.C. Mr. Carter earned his B.S. in Accounting from Bradley University.