 |
Paul J. Carter
Vice President and
Chief Compliance Officer
With twenty years of investment industry experience,
Mr. Carter is responsible for administering the firm’s
compliance policies and procedures and performing compliance
monitoring of legal and regulatory requirements. Prior to
joining McDonnell, Mr. Carter was Compliance Officer at
Duff & Phelps Investment Management and PXP Institutional
Markets Group.
Previously he also served as Compliance Manager at Scudder
Kemper Investments and at PPM America, Inc., as well as
with the U.S. Securities and Exchange Commission in Chicago
and Washington D.C. Mr. Carter earned his B.S. in Accounting
from Bradley University.
|
 |